Weapons in Space: Silver Bullet or Russian
Roulette?
The Policy
Implications of U.S. Pursuit of Space-Based Weapons
Theresa
Hitchens, CDI Vice President
April 18, 2002
Presentation
to the Ballistic Missile Defense and the Weaponization of Space Project
Space Policy Institute and Security Policy Studies Program Elliott
School of International Affairs George Washington University.
Introduction
There is no escaping the fact that one of the most important global
security policy debates of the 21st century is about to be engaged by
the administration of President George W. Bush — the question of
whether the United States needs to develop and deploy space-based
weaponry.
For nearly 40 years, there has been an unspoken
agreement among the world's space powers to refrain from putting
weapons in orbit. Military use of space has been limited to
surveillance and communications satellites, and scientific and
commercial endeavors have largely been able to develop with minimal
concerns about military interference or the possibility of becoming
wartime casualties.
Even during the height of the Cold War, the two
superpower rivals eschewed serious development of offensive space
weapons — in fact, though they experimented with the technology, the
two sides also refrained from actively deploying weapons that could
shoot down satellites from ground, air or sea as well. They even signed
a treaty, the 1972 Anti-Ballistic Missile (ABM) Treaty, which forbade
either side to tamper with the other's "national technical means,"
i.e., spy satellites.
Unlike in Star Trek, the 'final frontier' has yet
to become a battlefield. But if the current trends continue, that will
change — not in the distance future of science fiction, but within the
next several decades. Emerging Bush administration plans and policies
are clearly aimed at making the United States the first nation to
deploy space-based weapons. There are several drivers behind this goal,
including the very real concern about the vulnerability of space assets
that are increasingly important to how the U.S. military operates, and
the administration's decision to pursue missile defense.
Unfortunately, the administration has done little
thinking — at least publicly — about the potential for far-reaching
military, political and economic ramifications of a U.S. move to break
the taboo against weaponizing space. There is reason for concern that
doing so could actually undermine, rather than enhance, the national
security of the United States, as well as global stability. Thus it
behooves the administration, as well as Congress, to undertake an
in-depth and public policy review of the pros and cons of weaponizing
space. Such a review would look seriously at the threat, both
short-term and long-term, as well as measures to prevent, deter or
counter any future threat using all the tools in the U.S. policy
toolbox: diplomatic, including arms control treaties; economic; and
military, including defensive measures short of offensive weapons.
There is nothing to be gained, and potentially much to be lost, by
rushing such a momentous change in U.S. space policy.
U.S. Policy and
Military Planning: Going to Orbit?
"I believe that weapons will go into space. It's a question of time.
And we need to be at the forefront of that," Pete Teets, undersecretary
of the Air Force and director of the National Reconnaissance Office,
told a March 6 conference in Washington.
While Teets, who is now the Pentagon's lead
official for procurement of space programs, was careful to say that no
policy decision to put weapons in space has yet been made, his views
reflect a consensus among top Air Force leaders — and indeed, among
military officials across the board. The prevailing wisdom in all
branches of the services is that "conflict in space is inevitable."
This conclusion that warfare is going into orbit
has not come out of nowhere. While there has been little public or
policy-level discussion, the Air Force in particular has been seriously
wrestling with the question for at least a decade (and even longer, if
one counts early discussions in the post-Sputnik era). In fact, the
debate continuing today had already reached national policy levels
during the Clinton administration, up to and immediately after, the
release of the National Space Policy in 1996. What is new is the Bush
administration's seemingly wholehearted embrace of the need for
space-based weapons — vice the Clinton administration's much more
qualified stance — and the military's increasingly open advocacy.
The Bush administration's views were directly
reflected in the 2001 Quadrennial Defense Review (QDR), released Oct.
1, 2001. "A key objective ... is not only to ensure U.S. ability to
exploit space for military purposes, but also as required to deny an
adversary's ability to do so," states the QDR.
The QDR cites the need to improve space systems as
one of six critical goals of overarching military transformation — thus
placing top political priority on the issue within the Pentagon. The
appointment of Teets to his two-hatted job and his subsequent stand-up
of two new positions — a deputy for Military Space and a Directorate of
National Security Space Integration — were among the Pentagon first
steps toward "national security space transformation."
Even before the QDR, a report to the Office of
Secretary of Defense from an independent panel called for robust
efforts to assure "space dominance" as a key transformational
capability. The report, called Transformation Study Report and dated
April 27, 2001, states: "Space capabilities are inherently global,
unaffected by territorial boundaries or jurisdictional limitations;
they provide direct access to all regions and, with our advanced
technologies, give us a highly asymmetrical advantage over any
potential adversary."
The study recommended, among other things, the
development of microsatellites for both offensive and defensive
missions.
There also have been a number of other
organizational changes at the Pentagon and across the U.S. government
that reflect recommendations in the Commission to Assess the United
States National Security Space Management and Organization, known
generally as the Space Commission and chaired by Donald Rumsfeld until
he was tapped as defense secretary by Bush.
For example, Rumsfeld on May 8, 2001, announced
the creation of a Policy Coordinating Committee for Space within in the
National Security Council as well as a number of other organizational
shifts within the military structure for oversight of space programs.
In addition, both the Air Force and the Navy have reorganized and
centralized their space bureaucracies.
In fact, while now wrapped into the new flag of
military "transformation," the heightened attention to the issue of
space defense by the Bush administration has its real roots in the
Space Commission report. The report, released in January 2001, warned
that the United States could face a "Space Pearl Harbor" if myriad
actions were not taken to improve the security of space assets. Noting
that the United States is more dependent on the use of space than any
other nation, the Space Commission report stated:
"Assuring the security of space capabilities becomes more challenging
as technology proliferates and access to it by potentially hostile
entities becomes easier. The loss of space systems that support
military operations or collect intelligence would dramatically affect
the way U.S. forces could fight, likely raising the cost in lives and
property and making the outcome less secure. U.S. space systems,
including the ground, communication and space segments, need to be
defended in order to ensure their viability."
While stopping short of recommending the
development of space-based weapons, the report made it fairly clear
between the lines that pursuit of such weapons would be desirable. "The
Commissioners believe the U.S. government should vigorously pursue the
capabilities called for in the National Space Policy to ensure that the
president will have the option to deploy weapons in space to deter
threats to, and if necessary, defend against attacks on U.S.
interests," the report stated.
The reference to the National Space Policy,
however, could be seen as slightly disingenuous. The 1996 policy
promulgated by the Clinton White House and still in effect, does allow
— or maybe even encourage — the military to explore technologies and
capabilities for space weapons as both a deterrent and a hedge against
potential developments by hostile countries. At the same time, the
policy continues the restraints on actually deployment of weapons in
orbit. This is consistent with U.S. policy ever since the original
space race with the Soviet Union of the 1950s and 60s.
The sea change in thinking about space-based
weapons signaled by the Space Commission report is a direct result of
the long-running internal military debate. It follows from a path of
strategic thinking emanating most prominently from the Air Force. For
example, the U.S. Air Force's Vision 2020 document and U.S. Space
Command's long-range plan for implementing that strategic vision, both
released in 1998, are clear about the need to provide planning for the
development of space weaponry. More recently, Air Force Space Command's
capstone planning document, "Strategic Master Plan for FY '02 and
Beyond," published in February 2000, carries the logic forward by
calling for "full spectrum dominance" in space and "formidable and
flexible options for prompt, global conventional strike" from space by
2045.
And while there has been no formal change in
national policy, current military thinking and strategy already has
gone a long way beyond the past emphasis on use of space assets for
force enhancement (i.e., surveillance, intelligence, communications,
navigation and targeting) to incorporate mission concepts for
space-based weapons. Some examples of space-based weapons programs will
be outlined below, however, former Pentagon officials say most of the
development work is in the 'black' budget (highly classified) and thus
difficult, if not impossible, to either qualify or quantify.
At the same time, there is a wealth of discussion
of the potential roles for space weaponry. Those most often cited by
the military are: 'space control,' missile defense and 'force
application from space.'
Space Control
Space control, defined as the ability to "assure freedom of action in
space and deny same" to the enemy, is now a key military mission, and
at the center of U.S. Space Command's role.
The key, but not only, goal of space control
is to defend U.S. space assets, from space. Space control as explained
by the military has four key aspects:
|
Surveillance,
including the ability to detect and track space objects; |
|
Protection,
concentrating on passive measures to enhance survivability of U.S.
space assets, such as electronic hardening; |
|
Prevention,
prohibiting enemies from "exploiting U.S. or allied space services"
through measures such as encryption or shutter control (shutting down
access to imagery satellites); and, |
|
Negation,
preventing enemies from using their own space forces, including through
offensive means. |
Thus, space control by definition includes
potential offensive operations — i.e., possible use of space-based
anti-satellite weapons (ASATs). There are a number of concepts for such
weapons discussed in military and independent literature, including
'bodyguard satellites' that would shadow U.S. satellites and defend
them if necessary; kinetic energy ASATs that could be launched in
wartime; and so-called 'space mines,' stealthy ASATs that would linger
in space near enemy satellites for later activation in the event of
hostilities.
While U.S. Space Command is overtly charged with
the mission, space control has particular resonance for the U.S. Army.
Army leaders are keenly worried about the possibility that allowing
hostile forces free access to space-based assets could erase the edge
U.S. forces now enjoy through exploiting satellite imagery,
communications and precision targeting. Army officials repeatedly claim
that the famous 'left hook' maneuver of Operation Desert Storm could
not have succeeded if Iraqi leader Saddam Hussein had possessed the
imagery available today on the commercial market.
"The idea of being able to control what people are
seeing is going to be an issue for the Army," Lt. Gen. Joseph M.
Cosumano Jr., commander of the Army Space and Missile Defense Command,
told reporters July 15, 2001, at a conference sponsored by the U.S.
Army Space and Missile Defense Command, Huntsville, Ala.
Indeed, in an unprecedented move, the Pentagon
late last year entered an exclusive contract with U.S. firm Space
Imaging, to buy up all the imagery of Afghanistan taken by the firm's
Ikonos satellite to prevent global media firms from obtaining pictures
of U.S. bombing during Operation Enduring Freedom.
The Army is also the only service with an overt
ASAT development program, the Kinetic Energy Anti-Satellite program.
This effort was launched in 1990, and would use a ground-launched
kinetic kill vehicle to hit an enemy satellite and destroy it.
Currently, the program is capped at the development of three
flight-tested ASATs that are to be shelved for possible future use.
Some proponents of that program, notably Sen. Robert Smith, R-N.H.,
have been touting the expansion and continuation of the program.
However, there are concerns within the military (including the Army)
about the collateral damage to U.S. or other friendly satellites that
might be caused by debris left after a kinetic kill of an enemy
satellite.
The Army is by no means the only service worried
about space control. The Navy and Air Force are concerned that allowing
enemies to use space freely could diminish not only ground and sea
operations, but also the edge U.S. forces have in command, control and
communications, and precision targeting. Some experts have specifically
identified the threat to U.S. military and commercial freedom of the
seas as a critical issue if other countries are allowed to develop
space-based weapons.
The Air Force alone is investing $185 million in
fiscal year 2003 in space control, according to Lt. Col. John Hyten,
chief of the space control division in the air and space operations
staff and himself a proponent of weaponizing space. In speaking to a
Feb. 27 conference sponsored by the Defense Industrial Association,
Hyten said Air Force Space Command is developing a concept of
operations for space control and, in addition, has launched a 'red
force' — the 527th Space Aggressor Squadron - to pinpoint
vulnerabilities in U.S. systems.
Missile Defense
The second factor driving U.S. political-military thinking about
weaponizing space is the push, now being rapidly accelerated by the
Bush administration, to develop missile defenses. The administration
already has announced its intent to withdraw, on June 13, 2002, from
the ABM treaty, not only opening the path for development of missile
interceptors but also clearing the way for the United States to develop
anti-satellite weapons targeted against potentially hostile spy
satellites.
The Pentagon's just-revised missile defense plans
include a much greater emphasis on the potential for space-based
systems, in particular for shooting down enemy missiles in their boost
phase as they begin to ascend through the atmosphere. Although it is
unclear if these plans are a deliberate foot in the door to the
weaponization of space, their implementation would have that effect. A
decision to move forward with space-based missile defense systems would
end today's policy of restraint — with or without an overt move to
rewrite the National Space Policy.
The newly named Missile Defense Agency (formerly
the Ballistic Missile Defense Agency) has proposed spending $1.33
billion from 2003 to 2007 on developing "Space-Based Boost" — in
essence reviving the Reagan-era concept of Brilliant Pebbles, a
constellation of orbiting, kinetic kill vehicles designed to knock out
enemy ICBMs in their boost phase. "Concept assessment" is due to be
completed in early 2003, according to Pentagon fiscal year (FY) 2003
budget documents, with an aim to "support a product line decision not
earlier than FY 2006."
The development program is being designed to
include at least limited experiments in space.
Research on the Space Based Laser has been ongoing
for some time, and laser technology has slowly progressed. The program
has experienced developmental trouble, however, and Congress cut FY
2002 funding, bringing to a halt the program's planned Integrated
Flight Experiment of an early prototype. The Missile Defense Agency is
now reevaluating the program, but intends to continue exploring
technologies through 2007 — proposing $284.8 million in spending from
FY 2003-2007.
Deputy Defense Secretary Paul Wolfowitz
recently testified to Congress that the Pentagon budget for FY 2003
includes about $103 million for directed energy technology (including
Space-Based Laser).
The Air Force also has begun openly discussing
other potential missions for the Space-Based Laser beyond missile
defense. According to a July 18, 2001, briefing at the Huntsville
conference by Air Force Col. William N. McCasland, then system program
director for the Space-Based Laser, such missions could include:
|
"defense/offensive
counter space operations" (i.e., anti-satellite missions); |
|
"deny access to
space" (for example, knocking out enemy launchers as they blast off); |
|
"deny flow of
information to/from satellite" (perhaps using low-power beams to
disrupt rather than destroy a satellite); |
|
"defense/offensive
counter-air operations"; and |
|
knocking out
high-altitude aircraft, cruise missiles, or unmanned aerial vehicles. |
Force
Application
The latter mission mentioned for Space-Based Laser falls directly into
the category of missions dubbed 'force application' from space, i.e.
attacking airborne and terrestrial targets (some officials and experts
also lump missile defense into the force application category).
At the conference in Huntsville, Air Force Col.
Ronald Haeckel, J-5 vice director of plans for U.S. Space Command, told
reporters that the command is directly tasked to plan for "force
application from space" — a mission he characterized as a hedge against
potential future need. Weapon concepts include not only lasers, but
also kinetic energy weapons and more conventional explosive warhead
type weapons.
Pentagon exploration of space-based weapons also
has received a recent boost from congressional interest in development
of new types of earth-penetrating weapons for destroying hardened and
deeply buried targets, particularly underground chemical and biological
weapons facilities. The Defense Threat Reduction Agency has launched an
Advanced Concept Technology Demonstration program on a ballistic
missile-delivered penetrator weapon, called the Tactical Missile System
— Penetrator ACTD.
(The idea, however, is not new: as long ago as
the early 1990s, the Air Force was studying conventional ICBMs using
tungsten and/or steel rods for taking out hard and deeply buried
targets.) Some military experts also have touted the concept of
dropping earth penetrating kinetic energy weapons from orbit, since
such rod-like reentry vehicles could attain high speeds and thus deep
vertical penetration.
For example, the Air Force Research Laboratory has
begun a study on a new earth penetrator that might be eventually fitted
onto the Air Force's proposed Common Aerospace Vehicle (CAV).
The CAV would be a maneuverable reentry
vehicle deployed from an orbiting satellite in low-earth orbit (there
are also concepts for delivering the CAV from ICBMs or other missiles),
and carry different types of submunitions possibly including a
penetrator. Then Air Force Chief of Staff Gen. Michael E. Ryan, himself
a strong proponent of weaponizing space, told Air Force Magazine
in September 2001 that the reentry vehicles could be carried into space
by either a rocket or a reusable launch vehicle.
In addition, in the wake of the Sept. 11 terrorist
attacks on the United States, space weapons proponents have been more
vocal about concepts for using space weapons to attack a wide range of
terrestrial targets anywhere on the globe. For example, Sen. Mac
Thornberry, R-Texas, in March called on the Pentagon to begin studying
possible delivery of precision-guided weapons from space in the wake of
the Sept. 11 terrorist attacks on the United States. "We ought not to
be afraid to think about studying those things right now," Thornberry
said in a March 12, 2002, speech to the Center for Strategic and
International Studies.
In sum, while a direct statement by the Bush
administration of a new policy has so far been absent, the direction of
U.S. policy and military planning is clear. Indeed, Haeckel told the
Huntsville conference last summer that the military is expecting "new
guidance for space" from the Bush administration relatively shortly.
The Threat:
Vulnerabilities vs. Capabilities and Intent
Current Pentagon planning is driven by the perception of an urgent,
emerging threat to U.S. space assets. The Space Commission report is
seminal here, in the same way that the 1998 report of the Commission to
Assess the Ballistic Missile Threat to the United States, known as the
Rumsfeld Commission, propelled the threat of ballistic missile attack
to the forefront of U.S. national security policy. While the immediate
impact of the Space Commission's report was not as direct as that of
its predecessor, the document has had a pervasive influence on
administration officials, the military and Congress.
In a March 19 hearing of the Senate Armed Services
Committee, U.S. intelligence officials said the threat to U.S.
dominance in space is growing. Navy Vice Adm. Thomas Wilson, director
of the Defense Intelligence Agency, testified that potential
adversaries would have significant means to disrupt U.S. space systems
by 2010 — citing efforts abroad to explore directed energy weapons
(lasers), methods of attacking satellite ground stations, jamming and
computer attacks.
During the same hearing, CIA Director George Tenet
said the development of increasingly sophisticated reconnaissance
satellites by countries such as China and India — as well as the
growing commercial market in communications, navigation and imagery —
is eroding the U.S. edge.
While it is true that other countries are pursuing
both space assets and counter-space options, there is some reason to
question whether the current threat assessment is justified. Leaving
aside the question of the ballistic missile threat, it is unclear what
real threats to U.S. space assets exist today or will exist in the near
and medium term. Proponents of weaponizing space usually cite the
emergence of an acute threat in the 2020 time frame or beyond; the
Space Commission report puts the possible development of hostile
anti-satellite systems at decades away.
They cite as an indicator of the threat trend the
fact that there are more and more countries, now 50-plus, with space
capabilities. Available technologies, from imaging to
telecommunications to tracking and signals intelligence, are
progressing rapidly; and many are available on the commercial
marketplace.
The Space Commission report also includes
extensive analysis of the possible vulnerabilities of U.S. space
assets, especially commercial satellites and communications grids: "The
reality is that there are many extant capabilities to deny, disrupt or
physically destroy space systems and the ground facilities that use and
control them."
For example, a September 2001 report by the U.S.
Department of Transportation, "Vulnerability Assessment of the
Transportation Infrastructure Relying on the Global Positioning
System," highlights the fact that the GPS network is easily disrupted
in part due to its low power signals and because its characteristics
are well known due to its civil uses.
The Space Commission noted that there already
are available Russian-made, handheld jamming devices that can block GPS
receivers for up to 120 miles. In addition, like other satellite
networks, the 24 GPS satellites have stable and predictable orbits.
However, vulnerabilities do not necessarily result
in threats. In order to threaten U.S. space assets, military or
commercial, a potential adversary must have both technological
capabilities and intent to use them in a hostile manner. There is
little hard evidence that any other country or hostile non-state actor
possesses either the technology or the intention to seriously threaten
U.S. military or commercial operations in space — nor is there much
evidence of serious pursuit of space-based weapons by potentially
hostile actors.
Currently, the simplest ways to attack satellites
and satellite-based systems involve ground-based operations against
ground facilities, and disruption of computerized downlinks. Hacking
and jamming also are the least expensive options for anyone interested
in disrupting space-based networks, because they do not require putting
anything into orbit. The high cost of space launch (ranging between
$5,000 and $10,000 per pound) is not a trivial matter, even for
space-faring nations such as Russia and China, much less for 'rogue'
states such as North Korea or non-state actors.
Indeed, the Space Commission report acknowledges
that: "Attacking or sabotaging the supporting ground facilities has
long been considered one of the easiest methods for a U.S. adversary to
conduct offensive counter-space operations. Most of these facilities
are relatively easy to get in close physical proximity to or access by
way of a computer network, making them a prime target."
It is true that the incidences of computer hacking
against U.S. military, financial and industrial networks continues to
rise and that several countries including China are known to be
exploring information warfare capabilities. Many countries already have
developed military electronic jamming systems, and that technology is
becoming widely available even on the commercial market.
It is obvious that the United States must ensure
the integrity of its increasingly important space networks, and find
ways to defense against threats to space assets. Still, there is little
reason to believe that it is necessary for the U.S. to put weapons in
space to do so. Space warfare proponents are making a suspect leap in
logic in arguing that space-based weapons are, or will soon be,
required to protect the ability of the United States to operate freely
in space. One could argue much more rationally that what is needed most
urgently is to find ways to prevent computer network intrusion; to
ensure redundant capabilities both at the system and subsystem level,
including the ability to rapidly replace satellites on orbit; to
improve security of ground facilities (perhaps moving to underground
facilities); and to harden electronic components on particularly
important satellites.
Furthermore, the evidence of actual space weapons
programs by potential adversaries is thin. There have been Chinese
press reports about China's military researching microsatellites
(weighing less than 100 kilograms) or nanosatellites (weighing less
than 10 kilograms) to attack U.S. satellites in space in a future war,
but evidence of actual progress is scant. Russia also has long explored
anti-satellite technology, but there is little reason to believe that
Moscow has changed its policy against deploying such weapons (Russia
has had a unilateral ban on ASAT testing for some time), especially
given the current cash-starved state of the Russian space program. No
other countries have shown visible signs of interest (although
obviously any space-faring nation, such as India or Pakistan, have
latent capability).
Indeed, the technical barriers to development and
deployment of space-based weapons cannot be overestimated, even for the
U.S. military. There are serious, fundamental obstacles to the
development of both kinetic kill weapons and lasers both for use
against targets in space and terrestrial targets — not to mention the
question of the staggering costs associated with launch and maintaining
systems on orbit. Problems with lasers include power generation
requirements adding to size, the need for large quantities of chemical
fuel and refueling requirements, and the physics of propagating and
stabilizing beams across long distances or through the atmosphere.
Space-based kinetic energy weapons have their own issues, including
achieving proper orbital trajectories and velocities, the need to carry
massive amounts of propellant, and concern about damage to own-forces
from debris resulting from killing an enemy satellite. Space-based
weapons also have the problem of vulnerability, for example,
predictable orbits and the difficulty of regeneration. A detailed
discussion of technology challenges is beyond the scope of this paper,
but a comprehensive primer on the myriad problems with developing
space-based weapons is a September 1999 paper by Maj. William L. Spacy
II, "Does the United States Need Space-Based Weapons?" written for the
College of Aerospace Doctrine, Research and Education at Air
University, Maxwell Air Force Base, Ala.
As noted, there is also the question of intent. It
is not obvious that any nation has any intention, or even incentive, to
launch a war in space. Instead, most countries, including China and
Russia, have been urging a global ban on weapons in space. Many
experts, including a number of Air Force strategists, persuasively
argue a U.S. move to put offensive weapons in space could have the
perverse effect of creating a new threat because other countries would
feel compelled to follow suit.
Nonetheless, it is impossible to completely assess
any threat to U.S. national security without the benefit of classified
information. That said, it also must be recognized that threat
assessment is not the only necessary input to the creation of national
security policy. Even assuming an urgent threat to U.S. space
operations, an assessment of how best to counter those threats —
including the pros and cons of the United States responding by becoming
the first country to put weapons in space — would still be necessary.
In particular, it is imperative to look at risks
emanating from such a decision. These include: the potential for
starting an arms race in space that does both military and political
damage to the United States; and the possibility that the advent of
space warfare might negatively impact the U.S. commercial space and
telecommunications industry, which now dominates the world marketplace.
Could a Space Race
Undercut U.S. Military Dominance?
The United States already enjoys an overwhelming advantage in military
use of space; space assets such as the Global Positioning System
satellite network have proven invaluable in improving
precision-targeting giving the U.S. military a decisive battlefield
edge. There would be even a more formidable military advantage to
possession of weapons in space — global power projection and the
enormous difficulty in defending against space weapons aimed at
terrestrial targets. "It is ... possible to project power through and
from space in response to events anywhere in the world. Having this
capability would give the United States a much stronger deterrent and,
in a conflict, an extraordinary military advantage," notes the Space
Commission report.
Space weapons — even those primarily designed for
defense of U.S. satellites — would have inherent offensive and
first-strike capabilities, however, (whether aimed at space-based or
earth-based targets) and would demand a military and political response
from U.S. competitors.
"To be sure, not deploying weapons in space is no
guarantee that potentially hostile nations (such as China) will not
develop and deploy ASATs. However, it is virtually certain that
deploying U.S. weapons in space will lead to the development and
deployment of ASATs to counter such weapons," notes a new policy brief
by the Cato Institute.
China and Russia long have been worried about
possible U.S. breakout on space-based weaponry. Officials from both
countries have expressed concern that the U.S. missile defense program
is aimed not at what Moscow and Beijing see as a non-credible threat
from rogue-nation ballistic missiles, but rather at launching a
long-term U.S. effort to dominate space.
Both Russia and China also are key proponents of
negotiations at the UN Conference on Disarmament to expand the 1967
Outer Space Treaty to ban all types of weapons. The effort to start
talks known as PAROS, for "prevention of an arms race in outer space,"
has been stalled due in large part to the objection of the United
States. For example, in November 2000, the United States was one of
three countries (the others were Israel and Micronesia) to refuse to
vote for a UN resolution citing the need for steps to prevent the
arming of space.
It is inconceivable that either Russia or China
would allow the United States to become the sole nation with
space-based weapons. "Once a nation embarks down the road to gain a
huge asymmetric advantage, the natural tendency of others is to close
that gap. An arms race tends to develop an inertia of its own," writes
Air Force Lt. Col. Bruce M. DeBlois, in a 1998 article in Airpower
Journal.
Chinese moves to put weapons in space would
trigger regional rival India to consider the same, in turn, spurring
Pakistan to strive for parity with India. Even U.S. allies in Europe
might feel pressure to "keep up with the Joneses." It is quite easy to
imagine the course of a new arms race in space that would be nearly as
destabilizing as the atomic weapons race proved to be.
Such a strategic-level space race could have
negative consequences for U.S. security in the long run that would
outweigh the obvious (and tremendous) short-term advantage of being the
first with space-based weapons. There would be direct economic costs to
sustaining orbital weapon systems and keeping ahead of opponents intent
on matching U.S. space-weapon capabilities — raising the proverbial
question of whether we would be starting a game we might not be able to
win. (It should be remembered that the attacker will always have an
advantage in space warfare, in that space assets are inherently static,
moving in predictable orbits. Space weapons, just like satellites, have
inherent vulnerabilities.) Again, the price tag of space weapons
systems would not be trivial — with maintenance costs a key issue. For
example, it now costs commercial firms between $300 million and $350
million to replace a single satellite that has a lifespan of about 15
years, according to Ed Cornet, vice president of Booz Allen and
Hamilton consulting firm.
Many experts also argue there would be costs, both
economic and strategic, stemming from the need to counter other
asymmetric challenges from those who could not afford to be
participants in the race itself. Threatened nations or non-state actors
might well look to terrorism using chemical or biological agents as one
alternative.
Karl Mueller, now at RAND, in an analysis for the
School of Advanced Airpower Studies at Maxwell Air Force Base, wrote,
"The United States would not be able to maintain unchallenged hegemony
in the weaponization of space, and while a space-weapons race would
threaten international stability, it would be even more dangerous to
U.S. security and relative power projection capability, due to other
states' significant ability and probably inclination to balance
symmetrically and asymmetrically against ascendant U.S. power."
Spurring other nations to acquire space-based
weapons of their own, especially weapons aimed at terrestrial targets,
would certainly undercut the ability of U.S. forces to operate freely
on the ground on a worldwide basis — negating what today is a unique
advantage of being a military superpower.
U.S. commercial satellites would also become
targets, as well as military assets (especially considering the fact
that the U.S. military is heavily reliant on commercial providers,
particularly in communications). Depending on how widespread such
weapons became, it also could even put U.S. cities at a greater risk
than they face today from ballistic missiles.
The potential for strategic consequences of a
space race has led many experts, including within the military, to tout
a space arms control regime as an alternative. A ban on space weapons
and ASATs could help preserve — at least for some time — the status quo
of U.S. advantage (especially if coupled with U.S. moves to shore up
passive satellite defenses). In a recent article in Georgetown Journal
of International Affairs, Jeffrey Lewis, a graduate research fellow at
the Center for International Security Studies at the University of
Maryland, makes a good case for an arms control approach, arguing: "If
defensive deployments in space cannot keep pace with offensive
developments on the ground, then some measure of restraining offensive
capabilities needs to be found to even the playing field."
In any event, it is clear that U.S. policy-makers
must look at the potential strategic and direct military risks, and the
costs, of weaponizing space.
Economic Risks in
a Globalized Market
Besides the potential for undercutting, rather than strengthening, the
U.S. military edge, there also is reason to be concerned about the
possibility that moves toward weaponizing space could damage the
competitiveness of the U.S. space industry, which currently dominates
the international marketplace and therefore bolsters U.S. economic and
military power.
The commercial space and telecommunications sector
is also arguably the most globalized of today's economic sectors. The
customer base is international; the industry itself is largely
comprised of multinational alliances among companies and consortia, as
well as joint government programs.
Whereas space used to be available only to the
most developed nations, there are more than 1,100 companies in 53
countries now exploiting space.
Space is a major worldwide market accounting
for many billions in revenue, and U.S. firms are dominant in the
sector.
According to a 2000/2001 study (the 2001/2002
version should be released shortly) by the Washington-based Satellite
Industry Association, worldwide revenue (including both government and
commercial customers) for the satellite industry was $85.1 billion in
2000, and $97.7 billion is estimated for 2001. Over the past five
years, the average annual growth has been 17 percent. The industry
association was predicting year-end numbers in 2001 to show 15 percent
growth. The U.S. satellite industry pulled in $8.9 billion in 2000, and
$10.3 billion in 2001 in satellite manufacturing alone, out of
worldwide revenue of $17.2 billion and $20.7 billion respectively.
Importantly, exports account for half or more of U.S. industry revenue.
A parallel study, released by the Satellite
Industry Association April 5, 2001, and conducted by Henry R.
Hertzfeld, senior research scientist at the George Washington
University Space Policy Institute, showed worldwide spending on
"civilian space programs totaled $20.8 billion in 2000 excluding
spending by Russian, Ukrainian and Chinese governments. Government
spending on space reached $35.8 billion when adding in military space
budgets. The United States accounted for more than three-fourths of all
spending on civil space (78 percent), while combined spending by
European countries and all other governments (Japan, China, Brazil and
others) accounted for the remaining spending."
While commercial space was a booming market during
most of 1990s, the market for low-earth orbit satellites has collapsed
over the past two years. Launch providers are predicting a flat
marketplace for a number of years.
In addition, the market for large
geosynchronous orbit satellites for communications also is at near rock
bottom and is expected to remain flat through 2011, according to a
recent report by Forecast International/DMS Inc.
The growth in the market is now being driven by
satellite services, such as direct downlinks for Internet (with high
hopes pinned on the development of broadband Internet services) or TV.
There further is excess capacity in the commercial
space market place, with five major manufacturers (three U.S., two
European), according to Christopher E. Kubaski, chief financial officer
of Lockheed Martin Corp.
Kubaski and other U.S. industry leaders are
predicting little growth in the commercial sector in the near term.
Corporate chieftains at major defense and space
firms already are citing missile defense as a much more lucrative
future market than commercial/civil space operations. Such a market
assessment by U.S. industry is not without consequences. As one
corporate strategist at a major U.S. defense/space firm explained,
market assessments drive where corporate research and development
dollars go.
Considering that it is industry, rather than
DoD and NASA, that carries the bulk of R&D spending in the defense
and civil space arena, there is some possibility that an emphasis on
space weaponization could shift technology investment from the
commercial to the defense world.
Granted, this would hold only for those firms —
such as Lockheed Martin Corp., Boeing Co., Raytheon Co., and TRW — that
do large percentages of government businesses, rather than for those
companies more vested in the commercial end of space operations
(providing telecommunications and Internet services for example.)
Nonetheless, the ramifications of shifting R&D on market edge in
the commercial arena deserve some consideration.
Interestingly, the U.S. industry has not done as
well over the past two years as the overall marketplace. Overall, the
worldwide market rebounded in 2000 with a 23 percent growth in revenue,
according to the Satellite Industry Association. The association data
show that while the global market for satellite manufacturing grew by 9
percent in 2000, U.S. revenue declined by 11 percent. Similarly,
worldwide revenue in the satellite launch segment grew by 29 percent in
2000, whereas U.S. revenue grew only by 17 percent.
(Still, U.S. manufacturers snagged more than half
the satellite orders in 2001, according to data from Futron Corp., a
consulting firm specializing in the space market.
)
U.S. industry officials partially blame the
government for their recent poor performance — worried about the
effects of U.S. regulatory requirements and export controls on their
bottom line. The global marketplace is highly competitive, and U.S.
policy and regulations are a major factor in determining U.S.
competitiveness.
For example, a RAND study of the remote sensing
industry states: "Success for these new U.S. commercial remote sensing
satellite firms heavily depends on both understanding and overcoming
various risks (e.g., technical, market, policy and regulatory) that
could diminish their prospects in the highly competitive global
marketplace for geospatial information products and services. Within
this context, U.S. government policies and regulations exert a major
influence on the ability of U.S. remote sensing satellite firms to
realize their competitive potential in both the domestic and
international marketplace."
This is just as true for other segments of the
space industry.
For example, in 1998 licensing of satellite
exports was switched by Congress from the Commerce Department to the
State Department and now is handled in a similar manner to weapon
export controls because of national security concerns, particularly
about technology leakage to China. In an open letter to Congress in
June 2001 urging a reversal of the law, the Satellite Industry
Association stated that the U.S. market share for geostationary
communications satellites dropped from its 10-year average of about 75
percent to 45 percent during 2000, and it largely blamed the regulatory
switch to State and the subsequent slowing of the export licensing
process for the problem.
Thus, U.S. industry officials are concerned about
Pentagon plans to deny "enemies" access to space assets, including
commercial imagery and other services provided by U.S. firms. In his
Huntsville address, Cosumano admitted that as "some of these assets
belong to U.S. companies and they don't feel too good about the idea
that we might shoot them out of the sky."
The U.S. Defense Department already has the legal
ability to exercise so-called shutter control of U.S. civilian
satellites — that is, the ability to shut down a satellite to prevent
enemies from using images or data to help them defeat the U.S. military
in wartime. In addition, U.S. export policy requires that any foreign
government purchasing a U.S.-made imaging satellite must sign a
government-to-government agreement to take into account American
national security interests. While the Pentagon did not use its shutter
control privilege in Afghanistan, as noted earlier, DoD did take
commercial imagery off the market by buying exclusive rights to all
pictures taken by Space Imaging's Ikonos satellite. This was done
despite the fact that Russia's Cosmos satellite network could provide
equivalent imagery.
The Pentagon move immediately caused a stir
overseas. Because the United Arab Emirates, a Space Imaging customer,
was directly affected by the Pentagon buy, the six countries of the
Gulf Cooperation Council commissioned a joint committee to consider
buying their own military imaging satellite rather than rely on U.S.
commercial providers.
Besides the United States, France, Israel and
Russia are in the imagery satellite business — and obviously, U.S.
industrialists cannot like the idea that defense policy or actions may
be rebounding to create stronger competitors for them.
The 15-nation European Union already is moving
forward on plans to buy a European version of the U.S. Global
Positioning System navigation satellite network, called Galileo, in
part due to fears that future access might be denied or downgraded by
the U.S. military. "Europe cannot accept reliance on a military system
which has the possibility of being cut off," Rene Oosterlinck, head of
the European Space Agency's navigation department, was quoted by the New
York Times.
Some international customers also already are
questioning the reliability of U.S. suppliers (and government-supplied
products). After the 1998 change in export-licensing authority,
German-controlled Daimler-Chrysler Aerospace announced it would no
longer purchase U.S.-made satellite components.
The competitive and cost challenges the U.S.
satellite industry faces could be increased if the United States moved
to make space a battlefield. Up to now, the threat that commercial
satellites could become direct wartime casualties has been negligible.
But an aggressive U.S. pursuit of ASATs would likely encourage others
to do the same, thus potentially heightening the threat to U.S.
satellites. Space industry executives, whose companies often are
working at the margins of profitability, are concerned about U.S.
commercial satellites and their operations becoming targets, especially
because current commercial satellites have little protection
(electronic hardening, for example, has been considered too expensive).
There would be costs to commercial providers for increasing protection,
and it is highly unclear whether the U.S. government would cover all
those costs.
Another area where Defense Department policy could
threaten U.S. industry competitiveness is in access to the radio
spectrum. DoD has been resisting calls from the telecommunications
industry to free from government-only access a portion of the spectrum
that companies believe is essential to providing high-speed Internet
access over cellular phones. That portion of the spectrum (1755-1850
megahertz) is now denied to U.S. commercial users because it is the
spectrum band of choice for military (and other government)
communications, as well as precision targeting. However, that band is
being used by many other firms abroad for commercial wireless
communications, raising the possibility that a continued U.S. policy of
denial, although perhaps making short-term military sense, will inhibit
the ability of U.S. firms to compete abroad. Stephen Price, head of the
Pentagon's new office for spectrum management, recently said that the
greater information demands of the war on terrorism and increased
homeland security efforts are making DoD even more leery of freeing the
disputed spectrum bands.
The health of the U.S. commercial space and
telecommunications industry is critically important to the
computerized, globalized U.S. economy, but also directly to the U.S.
military. The Department of Defense now uses commercial satellite
systems to cover about 60 percent of its satellite communications
needs, and that dependence is growing.
Military use of commercial assets is unlikely
to significantly decline, in part due to the high costs of building and
operating military-dedicated satellites.
Of course, it must be pointed out that some U.S.
firms will no doubt benefit from any new U.S. programs to develop
space-based weaponry — particularly the large defense contractors
already involved in military space programs. Nonetheless, there remains
reason to be concerned about the affect on other companies more
involved in the commercial use of space. And since there are, and will
remain, direct benefits to the military of maintaining a strong and
competitive commercial space and telecommunications industry, the
possibility that the deployment of weapons in space or a policy of
aggressive targeting of satellites (and subsequent government
regulatory restraints) may have negative industrial implications must
be more fully explored.
Conclusion
As this paper has attempted to outline, there are a number of serious
issues surrounding the question of whether the United States should
deploy weapons in space. It is clear that there are measures that
should be taken in the near- and medium-term to protect increasingly
important U.S. space assets. However, what has yet to be truly analyzed
is whether doing so requires space-based weapons any time in the
foreseeable future.
Outside of the technical challenges and the
non-trivial issue of whether the U.S. government is willing or able to
take on the long-term budgetary investment required to sustain military
operations in and from space, there are potential national security and
economic risks involved with such a path. There is a fundamental
question as to whether a U.S. policy to weaponize space would be a
'silver bullet' for future security, or a game of Russian roulette.
It is therefore crucial that before any change to
today's policy of restraint takes place, the U.S. government undertake
an in-depth review of the possible consequences and alternatives. The
short-term military advantages to the U.S. military of being first to
utilize space weapons, however dramatic, must be weighed against the
long-term military, political and economic costs. The burden lies on
the administration to prove that any policy change would provide a net,
and sustainable, improvement is U.S. national security writ large. Such
a formal policy review should be undertaken immediately, given the Bush
administration's fast-forward missile defense plans. It is imperative
that the missile defense program not be allowed to solely drive a
decision to weaponize space, especially in absence of serious
consideration of the potential strategic, military and economic
consequences.
Under ideal circumstances, the National Security
Council would put together an interagency group to look at options and
alternatives including passive defenses for space assets and arms
control solutions, and provide the opportunity for independent experts
and industry to have input. Obviously, such a study could be done under
the auspices of the new Space Policy Committee. Congress, too, should
begin studying the issue — including holding near-term hearings to draw
out the implications of a space-based element to a missile defense
architecture, as well as to address the wider issue. A broad-based
public debate is necessary to ensure that policy-makers fully
understand the implications of breeching the 'final frontier.'
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